of a brokerage firm to perform duty as local intermediary in Thailand (issued by Qualifying CIS Operator) [ ] 6. Evidence on the appointment of a local representative in Thailand as the agent of the
securities trading account. This constitutes an offense of purchasing securities as a person who knows or possesses inside information under Section 242(1), in conjunction with Section 244(2) and (5), and is
Person Approved to Participate in Regulatory Sandbox to Experiment and Develop Innovation in Support of Service Provision Related to Capital Market Which Are Not Deemed an Undertaking of Securities
Offer for Sale of All Types of Debt Securities, and in cases where the sukuk issuer is a juristic person separate from the originator, the term “debt securities issuer” under such Notification shall
person to be the manager of the fund and the assets generated from the fund; (3) having an investment policy whereby investment in a business is made through entering into an agreement for investment in
operation or any other proceeding in a manner that reflects the role in the operation of such business. “venture capital” means a juristic person established under Thai or foreign law with the objective of
Blank No. 10000/065/2018 13 July 2018 Subject: Disposition of Shares in Nido Production (Galoc) Pty. Ltd. by the Subsidiary Attn.: President The Stock Exchange of Thailand The Board of Directors of
of the entire investment in ordinary shares that the company holds in the subsidiary to the person who is an unrelated party. However, the issues on which the auditor expressed a qualified opinion in
to the resolution of the shareholders? meeting (whitewash) to be in line with the principles of other related regulations as well as to solve practical issues and provide sufficient information for
Police against {X1} Co., Ltd. and {A}. In this connection, any person suffering damage from investment with the aforesaid persons should contact the ECD Police at 0-2237-1199 for further legal proceedings