. Clause 7/1. A securities company shall be a member of Thai Bond Market Association. The provision under the first paragraph shall not apply to the case where securities company cease the business as debt
related rules and the work unit responsible for post-trade operation can immediately confirm the securities trading with its counter trader. Clause 7/1.8 A securities company shall be a member of Thai Bond
immediately confirm the securities trading with its counter trader. Clause 7/1.8 A securities company shall be a member of Thai Bond Market Association. The provision under the first paragraph shall not apply
dispute between a provident fund member and the respondent, provided that the claimant shall demonstrate a written evidence or agreement that the respondent gives consent to resolve the dispute by the
securities business, or the dispute between a provident fund member and the respondent, provided that the claimant shall demonstrate a written evidence or agreement that the respondent gives consent to resolve
exchanges in a foreign country which is a member of the International Organization of Securities Commissions (IOSCO). Clause 4 For the purpose of regulating securities brokerage business undertaken by a
member of the International Organization of Securities Commissions (IOSCO). 1 Amended by the Notification of the Capital Market Supervisory Board No. TorThor. 1/2553 Re: Rules, Conditions and Procedures
licensed to undertake the derivatives business by a regulatory agency on derivatives in a foreign country which is a member of the International Organization of Securities Commissions (IOSCO); (5) “ investor