trading orders once the prices match the target. Obtaining authorization to make derivatives and securities trading decisions on behalf of clients was in violation of the Notifications of Capital Market
orders where the purchase were initially paid by her family's money and later by her own money.Using client's account to trade securities for her own benefits was in violation to the Notifications of
behalf of clients were in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC therefore suspended {A} from her duty as the approved
behalf of client and seeking benefits from the client during the performance of duties were in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market
conducted a public hearing on this matter in January 2026.The SEC has therefore issued the relevant regulations* and published them in the Royal Gazette. The SEC notifications take effect on 4 March 2026
Securities and Exchange Act B.E. 2535 (1992), the Trust for Transactions in Capital Market Act B.E. 2550 (2007), as well as the notifications, rules or orders issued by virtue of such laws; (b) the unitholders
for the fourth consecutive year, alongside AIGCC for the second year, to progress responsible investment knowledge and collaboration in the market. Alongside Environmental and Social factors, Governance
timeframe, or if the net capital falls below 60 percent of the minimum requirement for five consecutive days, digital asset operations must be suspended. Business operator must notify customers and follow
behaviors of placing trading orders in a manner that misled the public about the price or trading volume of securities, including the placing of consecutive trading orders aimed at deviating the price or
responsibilities or agreed to act together in placing orders in such a way as to mislead the public regarding the price or trading volume of the share. They also placed consecutive orders with the intention of