Bangkok, January 18, 2012 - The SEC has suspended 13 investor contacts and reprimanded 18 others for not recording their advice given to clients and failing to provide evidence of complete and
rules, conditions and procedures as specified in the notification of the Capital Market Supervisory Board by failed to implement an adequate system to ensure the accurate and complete management and
interest in the voting power of the issuer that gives them significant influence over the issuer, and close members of any such individual’s family; (d) key management personnel, that is, those persons
thereupon to an intermediary within 30 days as from the date when the SEC Office received the complete and accurate application together with the evidentiary documentation in accordance with the Licensing
company had to close more than 90% of the branches according to the government's policy in April 2020. Which affected Jaymart mobile’s revenue in April. However, the company is able to open more than 70% of
the same period of the last year which due to the government measures to close stores in Thailand and Italy since 22 and 11 March, respectively. Although the government relief measures to open stores in
suspend services of derivatives trading to clients, [iv] allow members to close derivatives trading accounts, limit derivatives positions or trading volume, and close out derivatives positions of the
also colluded to act dishonestly in selling NUSA condominium units in Bangkok at a price lower than the appraised price and transferring funds out of NUSA into personal accounts and those of close