Control and Information Technology Security of Securities Company By virtue of Paragraph 1(2) of Section 141 of the Securities and Exchange Act B.E. 2535, the SEC Office, with the approval of the Capital
company, asset management company, derivatives business, and financial institution or commercial bank receiving approval to provide services). The SEC proposal also aims at raising significance of
Bangkok, March 3, 2014 - The SEC suspended {A}, a capital market investment consultant of KKTRADE Securities Company Limited, for trading securities on behalf of client.Following a sanction report
in corporate form (PE company). The introduction of PE trust aimed at increasing PE growth and enhancing use of trust for transactions in the capital market. PE trust will be an alternative fund
Bangkok, June 26, 2014 - The SEC suspended {A}, a securities investment consultant of Globlex Securities Company Limited, for failing to inform the client of sufficient information which was material
Miss Sudaporn Klinkaew During the year 2019, 7 directors and executives of Global Service Center Public Company Limited ("GSC") namely : (1) Miss Nicharadee Sukjaroenkraisri (formerly known
Miss Sirinee Chimbanthoeng During the year 2019, 7 directors and executives of Global Service Center Public Company Limited ("GSC") namely : (1) Miss Nicharadee Sukjaroenkraisri (formerly
Miss Udomporn Aeimjoy During the year 2019, 7 directors and executives of Global Service Center Public Company Limited ("GSC") namely : (1) Miss Nicharadee Sukjaroenkraisri (formerly known
Miss Nichapa Thongtat During the year 2019, 7 directors and executives of Global Service Center Public Company Limited ("GSC") namely : (1) Miss Nicharadee Sukjaroenkraisri (formerly known
Mr. Tanyapisist Saprod During the year 2019, 7 directors and executives of Global Service Center Public Company Limited ("GSC") namely : (1) Miss Nicharadee Sukjaroenkraisri (formerly known