SEC Search Search From : Home > Search > Search Results search: Sitemap Law and Regulations ( 117 ) About SEC ( 28 ) Market Data ( 14 ) Investors ( 4 ) Act and Royal Enactment ( 2 ) International
undertaking of securities business without having obtained a license under Section 90 and subject to penalties under Section 289 of the Securities and Exchange act B.E. 2535 (1992), namely an imprisonment
, respectively, to lure the investing public into their businesses.The aforesaid acts are deemed undertaking derivatives business without license in contravention of Section 16 of the Derivatives Act B.E. 2546
which were investment in gold futures, not spot gold. Accordingly, the actions of G.O.L. (Thailand) were in violation of the Derivatives Act B.E. 2546 (2003), Section 16, subject to sanctions under
the same act.* The investigator has arrested suspects for committing the offense, subject to further relevant law enforcement proceedings. Ms. Jomkwan Kongsakul, SEC Deputy Secretary-General, stated
SEC Search Search From : Home > Search > Search Results search: Sitemap Law and Regulations ( 125 ) About SEC ( 40 ) Market Data ( 17 ) Investors ( 5 ) Manual Select ( 3 ) Act and Royal Enactment ( 2
SEC Search Search From : Home > Search > Search Results search: Sitemap Law and Regulations ( 149 ) About SEC ( 13 ) Act and Royal Enactment ( 2 ) Manual Select ( 2 ) Market Data ( 2 ) Enforcement
business without license or registration with the SEC in violation of Section 16 of the Derivatives Act B.E. 2546 (2003) and thus liable under Section 125 of the same Act to imprisonment for a term not
Reports - IPO ( 13 ) 246-2 ( 10 ) Tender Offer Documents ( 9 ) การบังคับใช้กฏหมาย ( 5 ) Infrastructure Fund Prospectus ( 4 ) Investor Alert ( 4 ) Mutual Fund Prospectus ( 3 ) Form 56-1 : Annual Registration