Our Ref: APURE 016/2024 10 May 2024 Subject Clarification on First Quarter’s Operating Performance (1/2024) Attn. To The Director and President of the Stock Exchange of Thailand The company clarifies
Kasset. The objective of the forum was to create the understanding and awareness of the importance of sustainable business operations, including preparing to deal with business opportunities and challenges
encourage the personnel of listed companies to be aware of their roles and duties which are highly critical to the Thai capital markets. Ms. Jomkwan Kongsakul, SEC Deputy Secretary-General, gave the
the personnel of listed companies to be aware of their roles and duties which are highly critical to the Thai capital markets. Ms. Jomkwan Kongsakul, SEC Deputy Secretary-General, gave the opening
the clients’ handwriting, subscription orders and switch orders or unitholders’ account books, causing damage to four clients at the total amount of 10.44 million baht. The SEC has considered that
SEC Secretary-General Ruenvadee Suwanmongkol has announced key progresses concluded at the meeting with HK counterparts, as follows: (1) SEC and SFC will continue to work on the
Bangkok, 2 April 2020 – SEC is seeking public comments on the proposed regulations concerning the definitions of “executive” and “business in the group” under the Digital Asset Businesses Law to
Following the tips from various sources to SEC, it has been found that there are several solicitations via social media platforms such as Facebook and YouTube for investment in seven products that
According to TMB’s report, a Limited Broker Dealer and Underwriter (LBDU) licensee, Sarunya, an investment consultant for Complex Instruments Type 2, committed an offense and later OIC ordered a
such as push selling or unsuitable distribution of financial products are found as a common area of concern arises in many jurisdictions, which poses challenge to the regulators. In this view, members