require brokers to appropriately consider the credit risk management of their clients, including margin calls and force sell of collaterals;   (5) To remove daily redemption fund from being classified as

manners. For example, sending buy or sell orders for securities, or buying or selling securities in a manner that pushed the prices upward, placing bid offers in a way that obstructed others from placing

TRITN securities by continuously placing buy or sell orders with the intention to cause the price or trading volume of TRITN securities to deviate from normal market conditions, with (4) Natthawat

holdings—most of which are high-quality—at lower than fair value prices, impacting the funds’ value. This rapid decrease in the funds’ value might lead to further sell of other mutual funds and result in

STEC shares for her own benefit. She did sell 91,900 STEC shares on 19 January 2018 and benefited from the sale as well. Woraphant’s acts were deemed securities trading while knowing or possessing and

in advance that UOB Asset Management (Thailand) Co., Ltd. would sell the assets of UOB8TF to C S M Capital Partners Co., Ltd. The sale would cause UOB8TF to be dissolved and the money to be averaged

, Sakkarin tricked the client to believe that there were trading transactions in the client's account at Apple Wealth by showing fake trading documents to the client. Later, the client ordered to sell shares

a company in a client’s trading account by asking the client to sell the shares and transfer the redemption money into her own deposit account. She claimed that she would use the money to invest in

the power to allow direct access for a person other than the SET's member to purchase or sell listed securities, grant additional exemption to members to trade listed securities outside the SET, and

. The shares were traded on a continuous basis to cause the trading of such shares to be inconsistent with normal market conditions and lure the investing public to buy or sell such shares. The other 17