capital-market mechanisms. Crowdfunding is another alternative that helps enterprises to raise fund. Presently, there are three approved funding portals and several entities have expressed interest to

all main areas in the capital market. Annually, these projects help to reduce burdens and operating costs of the private sectors involved worth 153.32 million baht, and cut down 48,210 hours of

. ** The two notifications above contain regulations that are overlapping with those contained in the  following notifications:   (1)  Notification of the Capital Market Supervisory Board No. Tor Thor. 35

investment decisions. Investor education, market discipline and stakeholder participation are also emphasized apart from supervision and enforcement.Mrs. Sirivipa Supantanet, SEC Assistant Secretary?General

amendments to the rules governing equity trading in the secondary market in line with the primary market offering rules.  The debt crowdfunding regulations have come into force since 16 May 2019. Earlier

whereby juristic persons or groups of persons from several sectors who are involved in the capital market in material matters would be entitled to propose a list of suitable candidates for the SEC Board to

2014, the 24 individuals were engaged in the manipulation of MILL shares, which caused the trading activities of the shares to be inconsistent with normal market conditions. In summary, (1) Mr. Sittichai

Ms. Ruenvadee Suwanmongkol, SEC Secretary-General, said: “As a capital market regulator, the SEC recognizes the importance of encouraging sustainable and responsible investment and it is the capital

business schools aiming to provide a platform for capital market research presentation and implementation. The Faculty of Business Administration and the Faculty of Management Sciences, Kasetsart University

(RegTech) ประกอบด้วยการสร้างฐานข้อมูลเพื่อการตรวจสอบ (data-driven investigation) และระบบงานดิจิตอล (digital regulator)5) รับมือภัยคุกคามทางไซเบอร์ ด้วยมาตรฐานตลาดทุน (market-wide standards) และการซ้อมแผน