directly relevant to its core business, for example, preparation of research report, risk management or mutual fund and private fund management which must be in compliance with specified conditions. For

by the public at large while the operating business must not create any conflict of interest with the securities business applying for the license.    In addition, the existing and new coming Type D

client's order and failing to perform in accordance with the client's order.Following a client complaint report filed by Globlex Securities Company Limited, the SEC probed into the case and found that {A}'s

based on the company positive non-public information material to {X1} share price. It was the information on merger of {X1} with {X2} Plc. by means of entire business transfer during 2010-2011. The merger

markets on the international stage.At the meeting, the SEC Thailand also jointly presented the work plans in the capacity as co‑chair, together with the Monetary Authority of Singapore (MAS), for two key

executives for 22 months or 28 months (as the case may be).In this regard, while one offender agreed to comply with the civil sanctions imposed by the CSC, Miss Paranya Rudjanapronpajee refused to do so

platform (the operator of the websites https://www.exmix.co and https://wallet.exmix.io/) to the MDES*. The MDES will proceed with blocking access to such platform on 2 May 2026, which will result in the

transaction concerning the trade of PERM shares. 31/08/2018 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :     - a civil monetary

of PERM shares. 31/08/2018 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :     - a civil monetary penalty of 666,666.66 Baht

of PERM shares. 31/08/2018 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :     - a civil monetary penalty of 333,333.33 Baht