. The SEC therefore reviewed Ms. Sulalit’s audit work performed for Renaissance FMC and found that she had seriously failed to comply with auditing standards. The deficiencies included: Failure

stocks and mutual funds to digital assets like cryptocurrency – as well as impersonations of various organizations including the SEC, the SET and listed companies, etc. We have also found solicitations

; assets to SEC with information that did not align with the facts found by the SEC's examination. This resulted in the consideration that Mr. Akalarp committed or permitted Zipmex Thailand to make

, the SEC conducted further investigation and found that the aforesaid investment consultants who were TMB employees had failed to perform duties with responsibility and professional due care with regard

Bangkok, August 8, 2012 ? The Criminal Court found Wichai Chaisathaporn, former chairman and president of Nippon Pack (Thailand) PLC (NIPPON), guilty of misappropriation of company assets, document

trading orders from the client. {A} admitted that she accepted trading orders via her mobile. The SEC found that {A} intended to avoid complying with conducts of securities company in relation to record

from February 1, 2013.From the report in this matter, the SEC probed into the case and found that {A}, {B}, {C}, and {D}, had used client accounts to trade securities for themselves. They also borrowed

decisions and informed the client afterward. The {B} case was in response to a complaint lodged by a client. The SEC looked into the conversation records between {B} and the client and found that she was

Act B.E. 2535 (1992) (SEA). The audit committee twice reported that no wrongdoing was found and that the inadequacies in TUCC?s internal control, without any sign of fraud. The SEC probed into the case

Project can be found in the report of Information Memorandum on the Acquisition of Assets of Safari World Public Company Limited; the increasing of investment cost in Carnival Magic Project (Attachment 3) 7