market linkages in consistence with Capital Market Development Master Plan. Summarized proposals to revise provisions against unfair securities trading practices are as follows: 1) Insider trading
ratings of both the branches and the foreign banks. For issuances of short-term debt securities by the branches with sound financial condition and a minimum of specified capital requirement, however, rating
, determination of investment policy, regular company performance monitoring, discussion with company management, exercise of voting right at shareholders? meeting and giving emphasis to reasons or necessity of
choices in fund of funds with policy to invest in permissible products and a variety kinds of investment products denominated foreign currencies.Meanwhile, to enhance the business operator?s competitiveness
effect. The issuing companies are required to prepare notice calling a shareholders? meeting with thorough information on dilution effect caused by CD issuance including 1) number of shares reserved for
-General Vorapol Socatiyanurak said after the second 2014 semi-annual meeting with top executives of the Thai Bankers? Association (TBA) and the Association of International Banks (AIB) that the SEC informed
Bangkok, December 24, 2013 ? SEC Secretary-General Vorapol Socatiyanurak revealed after quarterly meeting with the Association of Thai Securities Companies (ASCO) and the Association of Investment
predecessor launched in May 2012 has been well-receptive. The new version includes additional categories of financial products, facilitates users with additional information for efficient investment decision
") member states. As a consequence, the SEC approved auditors will be exempted from registering with respective audit regulators of EU. SEC Secretary-General Vorapol Socatiyanurak said ?The EC?s recognition