), with the intention to impersonate and claim that their investment solicitations have been approved by the SEC* or the aforementioned organizations, causing considerable harm to the public. The SEC

other laws outside the SEC’s jurisdiction, the SEC will coordinate with relevant authorities to take an appropriate action.The SEC urges the public and investors to exercise caution when using services of

own opinion without reference to any research paper from a reliable source.Both investment consultants have failed to perform duties with responsibility and deliberation as a professional in violation

company?s shareholders. ?The SEC promotes holding company with high potential to raise funds through the capital market and list on the Thai bourse, as not only will more attractive listed firms on the

be allowed by the end of this year.   Criteria for CIS to be offered will include (i) offer must be made only to institutional investor and high net worth investor with specified investment

made only to institutional investor and high net worth investor with specified investment experience, financial status or income, (2) CIS operator must be subject to supervision of ASEAN capital market

Scorecard (ASEAN CG Scorecard), said SEC Secretary-General Vorapol Socatiyanurak. In preparation for the assessment, the SEC jointly with Thai Institute of Directors (IOD) will hold a seminar for listed firms

create business growth and sustainable value.While the corporate governance practices adopted by Thai listed companies have undergone continuous developments with the focus on building investor confidence

. Any person acquiring shares that reach or exceed any trigger point to make a tender offer must, after the closing of the tender offer period, comply with certain conditions regardless of whether there

for one year from September 22, 2011. The order has been issued after the SEC?s finding indicated his audit mistakes and failure to comply with the auditing standards in peforming the audit of Nippon