; although the customer had never invested in a mutual fund before and could not afford to lose the principal, {A} allocated almost half of the customer's total assets in a mutual fund of a higher risk level

Bangkok, August 18, 2011 ? The SEC revealed that the number of employers setting up provident funds in Q2/2011 increased 8% over 2010 with great attention on ?employee?s choice,? a program that

projects in Huai Bong, Nakhon Ratchasima. The aforesaid transaction is considered a significant asset acquisition with value over 50 percent of DEMCO?s total assets. It is also deemed a connected

projects in Huai Bong, Nakhon Ratchasima.The aforesaid transaction is considered a significant asset acquisition with value over 50 percent of DEMCO?s total assets. It is also deemed a connected transaction

information and acquiring assets of victims by claiming that they were agents of a securities companies which was not true, (2) building corporate image by using name similar to a bank?s initial which in fact

Bangkok, July 5, 2011 - The SEC urges shareholders of Wave Entertainment Plc. (WAVE) to carefully study WAVE?s plan to acquire shares of Thai Solar Energy Co., Ltd. (TSE) before exercising their

ผลกระทบของเทคโนโลยีต่อการกำกับดูแล เพื่อคุ้มครองผู้ลงทุนและสร้างตลาดทุนที่เป็นธรรมและมีประสิทธิภาพ(2) Rebuilding the Future of Finance: Digital Assets & Proof-of-Responsibility ซึ่งจะเป็นการวิเคราะห์

แก่ผู้ลงทุนทั่วไปที่มีเงินลงทุน (investable assets) โดยไม่จำกัดการบริการเพียงเฉพาะผู้ลงทุนรายใหญ่ หรือผู้ที่มีเงินลงทุนสูงเท่านั้นแนวทางที่ ก.ล.ต.เสนอกำกับดูแลและสนับสนุนให้เกิดธุรกิจดังกล่าว ครอบคลุม 4

for making their own trading decision to prevent embezzlement and misappropriation of their assets. Importantly, investment consultant must perform the duty honestly, adhere to professional standards

that the instrument?s features, the underlying assets, limitations and product risks will be in line with current financial institution?s practices.? ?We conducted public hearings and discussed with