highlighted the SEC’s procedures for handling reports of investment scams from the public and capital market stakeholders. She also emphasized the collaboration among agencies and social media platform

Puangpinyo, Vice Governor of Chiang Rai Province. During the discussion, Ms. Archinee highlighted the SEC's efforts to protect investors from scammers, emphasizing the collaboration among agencies and

management of information technology systems as well as the security of the information system is an essential issue in order to prevent the risks that may occur from cyber threats. Therefore, SEC has

of intermediaries by revising the period of fee payment. The public hearing on the principles for amending the rules took place from 17 July to 20 August 2019. The proposed amendments have taken into

. Several withdrawal transactions were made from the collateral account of the client to make deposits in the client's account via automatic transfer system (ATS), totaling 6.18 million baht. It was also

. Iryne Tangpoolcharoen, (7) Mrs. Saliga Tangpoolcharoen. The offenders were subject to civil penalties at the total aggregate amount of 120 million baht and a ban from holding the director or executive

specified offences; for instance, market manipulation, insider trading or dishonest act shall  be deemed to have untrustworthy characteristics and shall  be vacated from his or her directorship or executive

.{A} case was referred from the Stock Exchange of Thailand for the SEC's further investigation while cases of {B} and {C} were detected by the SEC's routine inspection. The SEC found from the probe that

Bangkok, May 10, 2011 ? The SEC is inviting the investing public to visit SEC Investment Mart at Money Expo 2011 which will run from May 12 to 15. SEC highlights include the latest investment trends

. Previously, the SEC notified VTE to rectify its 2013 and Q1/2014 financial statements due to the auditors? qualified opinions resulted from limitation on their scope of audit/review. Hence, the auditors were