? former investor contact, {B}, had sent trading orders through the client's account without record and evidence of trading orders. His misconduct caused damage to the client and the firm dismissed him from
paragraph of Section 281/2 in conjunction with Section 89/7 and Sections 307, 308, 311 and 313 of the Securities Exchange Act B.E. 2535 (1992) (SEA).His above actions caused NIPPON?s failure to record and
281/2 in conjunction with Section 89/7 and Sections 307, 308, 311 and 313 of the Securities Exchange Act B.E. 2535 (1992) (SEA).His above actions caused NIPPON's failure to record and prepare its
-corruption Progress Indicators record shows a continued progress across the board. For example, in 2014, the majority or 29.10 percent of the listed firms were ranked at Level 2, which indicates declaration of
. Previously, he was warned by the SEC and punished by Bualuang Securities Plc. as he failed to record his advice and clients' securities trading orders in the same year for three occasions. However, he kept
accounts were for the benefit of Shine. Nonetheless, there was no record of Shine?s report on his acquisition or disposal of such shares required to be filed with the SEC under the relevant rules which
more than 20%. It shall not be lower than the Book Value and the company shall inform the investors no less than 7 days before AGM. The record date shall be May 12, 2020. 4.2 Issuance of warrant at the
performance in Q3/2019 has been confirmed the new record of quarterly net profit and in line with the business target of the Company. The Company still have a positive expectation and aim to achieve a new
shareholders who may receive dividend on 5 May 2020 (Record Date). The dividend shall be paid on 20 May 2020. The Company will propose for approval by the Annual General Meeting of the Company’s shareholder for
completed within such period, the record of such advice or order must be kept until the complaint has been completely dealt with; If the giving of advice or placing of order under the first paragraph has been