worth and higher risk-taking capability (non-retail investors). The qualified investors will be allowed to invest in complex instruments suitable for their risk profile while receiving appropriate level

and a certain group of people. Shine was the master mind and /or beneficiary while Kittichai as aider or abettor in sending trading orders of securities in GEN?s account causing damage to the

investment to deal with legitimate business operators only to ensure proper legal protection.  To protect yourself, please check list of licensees at the SEC?s website (www.sec.or.th) while list of companies

facilitate business operations and joint venture of holding company, while holding company ' s control over subsidiaries will be maintained, said SEC Secretary-General Vorapol Socatiyanurak.?Moreover, to

SEC may call for persons involved to provide information or submit evidentiary documentation while coordinating with foreign agencies to increase clarity for considering such matters.Also, the SEC

investigation revealed that  Phaibul while served as UMS Chairman and executive director, Pongsachalerm as director and executive director and Chaiwat as managing director and executive director, had sold UMS

who found that the client?s account was used for securities trading while the client was sick and did not trade any securities. Although forbidden by the client, Kruawan continued trading securities

acceptance of financial assistance from a related company, despite the transaction had a major impact on the applicant?s business operation.Weerawat?s actions as financial advisor supervisor while working with

shares while {D}, as investor contact, had facilitated internet tradings through accounts of {A}, {B} and {C}. {A} and {D}, however, refused to enter the settlement process.Consequently, {D} is deemed to

bills of exchange under the SEA while the details will be set after consultation with the Bank of Thailand, providing that certain period of time will be prescribed to allow the financial institution?s