Siam City Securities Co., Ltd., in using Somchai?s and other persons? securities trading accounts to continuously trade AMC shares in concealment to mislead the public to believe that such shares were
, Thammasat University, on June 19, 2012.?As technology advancement tremendously changes people?s lifestyles, the SEC realizes the advantages of using technology to reach investors and the general public
Limited (TIES*), and his aider Ms. Ornsiree Chinkamtornwong, for using inside information to sell the company?s shares. Following the SET?s referral, the SEC?s further investigation revealed that Assavin
debt repayment and consider using it as allowance for doubtful accounts.Thus, the SEC revokes the approval for Jadesada?s status of an approved auditor in the capital market and will not consider his
. Using infrastructure funds to expedite development of the country will help reduce the government?s budgetary burdens and borrowing needs that could then be geared to other vital investments such as
of FOCUS shares by using trading accounts of his clients to execute trading orders and manipulate the price of FOCUS shares and subsequently helped with the transferring of money gained from such
account owner.The SEC and RHB OSK found that {A} took securities trading orders from a client using an alias through chat program. The client also sent securities trading orders on behalf of other 12
illustrating making trading decision before client acknowledgement. The client then acknowledged the transactions without any objection and made payment completely. {A}'s actions were deemed using client
STP&I Plc. (STPI)?s shares using inside information. With the referral from the Stock Exchange of Thailand (SET), the SEC investigation revealed that Choavalit, Yanyong and Ziriwat had purchased STPI
. {C}, an investor contact of Kiatnakin Securities Co., Ltd., is suspended for three months for using a client's trading account to trade FOCUS shares for herself in contravention of the SEC regulations