restricted to undertake business by the Capital Market Supervisory Board or the SEC Office or having not been correcting its financial status or operating result according to the order of such authorities; 6
that made the intermediary has been determined to have prohibited characteristics thereof; (7) having not been prohibited, suspended or restricted to undertake business by the Capital Market Supervisory
licenses to the SEC Office as per the forms and procedures provided on the website of the SEC Office. Clause 18 A securities company licensed to undertake securities business under the Ministerial Regulation
the SEC Office. Clause 18 A securities company licensed to undertake securities business under the Ministerial Regulation No. 5 B.E. 2539 (1996) promulgated under the Securities and Exchange Act B.E
Translation (Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand cannot undertake any
this English translation is strictly for reference. The SEC, Thailand can neither undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its
for reference. The SEC, Thailand can neither undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use
. The SEC, Thailand can neither undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ---------------------- Notification of the