the penalties under Section 296 of the SEA, i.e., up to two years? imprisonment or a fine not exceeding twice the amount of the benefits received or should have been received but in any case no less
, regular review of documents received from the intermediaries could help to spot any possible irregularities early. In case of any suspicious incident, investors should contact the compliance unit so that
this innovative tool to provide up-to-date information and assist investment planning. Everyone is encouraged to try Mobile App ?start-to-invest,? especially those who are youngsters should now start
. The SEC realizes the importance of cultivating investment culture through long-term savings and is of view that the Provident Fund Act of 1987 should be amended to help promote savings culture. The SEC
in MGR?s revenues. Submitting MGR?s incorrect financial statements to the SEC and the Stock Exchange of Thailand (SET) during 1996-1998 to deprive MGR investors of the benefits they should have
-2021), the role of market promotion and development should be separated from the SET so that the SET would be able to focus on its role of securities trading exchange more efficiently. Meanwhile, the
the SEA, i.e., imprisonment for up to two years or a fine not exceeding twice the amount of the benefits received or should have been received but not less than the minimum amount of 500,000 baht, or
91.04. We viewed that those companies with enthusiasm and determination to improve their AGM quality should be honored and therefore made announcement for those achieving scores of 80 and above in
-entities. To utilize the benefit of crowdfunding, the business-entities should be legally established, efficiency managed, and highly transparent. These key factors will enhance the trustworthy of the
consider both risks and business opportunity. Nonetheless, IFA opined that the transaction is not reasonable and thus the shareholders should not approve it. IFA reasoned that (1) APU share value of 340