information to make their investment decisions. 4 Clause 7 In case where any of the following characteristics applies, the SEC Office may exempt the requirements under this Notification when considering the
power to make decisions on the company’s operation on behalf of the board of directors; “Register of Persons Qualified to be Fund Manager” means the register of persons who are approved by the Office of
directors as an executive director or authorised with power to make decisions on the company’s operation on behalf of the board of directors; “Register of Persons Qualified to be Fund Manager” means the
seek information from investor contact persons so that they are clear about the investment before making investment decisions; and that investors should invest only 6 when investment in that mutual fund
Supervisory Board concerning Issuance and Offer for Sale of Trust Units by Infrastructure Trusts, as the case may be. "mutual fund manager" means a person who makes decisions to invest in or dispose of the
decisions accurately; (b) protection of the service user’s confidentiality; (c) handling of the service user’s complaints; (d) sufficient management of information technology risk and cyber risk by giving an
considering the following matters: (a) disclosure of accurate, complete, necessary and sufficient information for the service user to choose services or make investment decisions accurately; (b) protection of
. #$\̀ &P*! ) (mutual structure)()*̀O *'% • ,*#$!* (owner) "%\!!#()*.&'()* '*(!(\+C\" (commercial decisions) !()*'O?#/'#$ )"%#[/+ +M$ *&P* M)* bK$ K.!P(!( * ,()*'+M$#OO *!%" &'()*&P* M)** " bK$.&' '% !̀OO
Thai capital market; (4) the offer for sale of sukuk may cause damage or fail to provide the overall investors with fairness or correct and adequate information for making investment decisions. -7