public offering of digital tokens and operating digital asset exchange without license misconduct of MRC - BIZ is liable to offering for sale of digital tokens and operating digital asset exchange without
(3) One Coin and OFC Coin(4) Tripxchain Coin or https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8301 SEC public warning of solicitation for investment in digital assets may be liable to be
investment in digital assets may be liable to be digital assets (called by many names such as coin, token or digital coin), as follows: (1) REALASSET (RACOIN)(2) CTE Token by CT Online Services (Thailand
maintain net capital in compliance with the governing law and its inappropriate and insufficient management structure and personnel, Zipmex may be liable to offenses related to client assets, which may
where the company may be liable to an offense related to client assets, which may cause damage to the clients, pursuant to the resolution of the SEC Board. Zipmex submitted clarifications on the matters
the price or trading volume to be inconsistent with normal market conditions. The acts of the six individuals above were liable to be offenses under Section 244/3(1)(2) in conjunction with Section 244
According to referrals from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, actions liable to be offenses committed by the three persons above were detected during 16
has considered that Nattapong failed to perform duties with loyalty* by committing wrongful acts against the investors’ assets, which was an offense liable to revocation of approval as securities
an offense liable to revocation of approval as securities investment consultant. However, the approval as securities investment consultant for {A} has already expired since 31 December 2019. SEC has