statements for the second quarter of 2018 to SET on 14 August 2018. The action of Chantip contravened Section 242(1) in conjunction with Section 243(1) which were subject to civil sanctions under Section

technology (DLT) to develop Infrastructure for Thai capital market and our booth received well feedbacks from numerous participants. We decides to join SSF again this year to raise public awareness regarding

code of ethics for SEC workforce in line with the intention of the Ethical Standards Act. The drafted code of ethics contains regulations which require the workforce to perform work and uphold ethics

The new regulations allow insurance companies to issue and offer for sale of insurance capital bonds. Initially, such offering must be in private placement scheme to no more than 10 investors (PP

aided and abetted Devere & Partners and Mr. Ian McIntyre by allowing them to use the name and email of Broadgate for undertaking such unlicensed business.Actions of the three persons above violated

approval for him as capital market business personnel for four years, starting from 29 January 2021. As a result, he is also banned from holding the positions of director and executive of capital market

to open up new business opportunities for asset management companies to expand investor bases and enrich the types of financial products offered to investors in both markets. In addition, this joint

-1 One Report. Also, the registration statement for securities offering of both Thai and foreign companies has been revised to be in line with Form 56-1 One Report, which is required to be prepared

protection for safety of his/her life and property. SEC invites public comments on the proposed witness protection measures that will be added into 4 Acts* administered by SEC. The Agency will, in addition

loss in the fourth quarter of 2016. Apichart then sold 3,529,800 ICHI shares in his account during 10 - 20 January 2017 before ICHI reported its financial statements for the year 2016 to SET on 23