trading decisions for benefit of client without the client?s orders were in violation to Clause 20(2) of No. TorLorThor. 3/2555. The aforesaid actions were violation of Clauses 20(2) and 20(3) of No

of Business Operators dated September 15, 2010. The actions were in violation of Clauses 23(2) and (3) and the prohibited characteristics of the personnel in the capital market business of the 3rd

Business Operators dated September 15, 2010. The actions were in violation of Clauses 23(1) and the 3rd category prohibited characteristics of the personnel in the capital market business under Clause 31(1

executed trading orders of AMC shares through accounts of Somchai and another client by splitting trading orders.  Their actions were deemed as sending inappropriate securities trading orders, in violation

jointly with Thanjira repaid debt to Tisco Asset Management Co.,Ltd. From the said facts, Surasak was considered as jointly with Thanjira engaging in dishonest conducts. The aforesaid actions were in

been well-aware of this urgent agenda and therefore sought collaborative actions from all parties under the project ?Financial Literacy: Road to Thailand?s prosperity? to kick off the first financial

Business Operators dated September 15, 2010. The actions were in violation of Clauses 23(1) and (2) and the prohibited characteristics of the personnel in the capital market business under Clause 31(1) of

not an approved investor contact or a securities company executive at the moment. The SEC, therefore, recorded his actions for future reference and will not approve his position as capital market

debt to equity ratio not exceeding 5:1, which will appear in the annual financial statements for 2025 and 2026;                      (5) Approving other actions related to the bond series, with

Re: Rules on entering into a connected transaction and the Notification of the Board of Directors of the Stock Exchange of Thailand Re : Disclosure of Information and Actions of Listed Company on