having medium to high risk level without  principal guarantee. He, additionally, did not give the client the fund prospectus before making the investment decision.Failure to inform the client of complete

trigger point to make a tender offer will be exempted from duty to make the offer if (i) within seven business days, such person reduces the portion of shares in the business to the level that is below the

societal and stakeholder needs has become equally vital to survival and competitiveness of their businesses as it does raise level of business credibility in and outside organization. Moreover, all listed

various organizations are definitely a key success factor to achieve the higher level of financial literacy among the public. We trust that the collective action of 14 leading public and private

Deputy Secretary-General said, ?At present, Thailand audit oversight has been developed and recognized at international level. The SEC has placed high emphasis on uplifting quality of audit work and

accounts preparers and chief executive officers (CEO) of listed companies. This joint effort would further enhance public confidence in the capital market.?The SEC will focus on enhancing the level of

article, investment policy with the lowest risk level at that time will be applicable. The proposal aims to provide the fund with more flexibility to prescribe its default investment policy to serve diverse

internet trading system. On that date, the SSI opening price was at 0.37 baht and remained unchanged until {A} started trading. His trading inflated the SSI share price to 0.41 baht, the highest level of the

level without  principal guarantee. He, additionally, did not give the client the fund prospectus before making the investment decision.Failure to inform the client of complete and accurate information in

. ( - 2 the Certified Investment and Securities Analyst (CISA) Level 1, or the Chartered Financial Analyst (CFA) Level 1 Work experience in Thailand or foreign countries for a total period of not less than