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Deputy Secretary-General Tipsuda Thavaramara said: ?Making an electronic transaction and applying FinTech to business operation are still a challenge in Thailand mostly because the governing laws are

coordinating with the 6 foreign custodians in order for the foreign custodians to perform their delegated duties properly and completely. (3) the applicant’s personnel shall be prepared to be in charge of any

0.20 million baht which gained a short-term loan from a financial institution for the purchase of new land located on Rama 3 road and it has completely paid a return gradually. According to the above

payable under the Loan Agreement. The Company paid completely in the first quarter of 2017. 2 On June 30, 2017, the company has cash balance amount 43.83 Million Baht. There are net cash from operation

the principal payable under the Loan Agreement. The Company paid completely in the first quarter of 2017. 2 On September 30, 2017, the company has cash balance amount 117.32 Million Baht. There are net

investors correctly and completely and without sufficiently notifying or giving information that was important and relevant to investors’ decision making, in contravention of the Notification concerning

the securities trading reports for their customers by using trading order form (Form F8) despite those trading orders were not made in trading room. In addition, they failed to completely record a

{G}, they failed to record some of client trading orders correctly and completely.  In this regard, the SEC revealed their inappropriate actions and recorded such demerits for future reference if

illustrating making trading decision before client acknowledgement. The client then acknowledged the transactions without any objection and made payment completely.  {A}'s actions were deemed using client