been [i] approved to establish or [ii] registered or [iii] managed by CIS operator being under the supervision of such agency. Clause 3 This Notification shall be applicable to a securities company
. ------------------------------ Notification of the Capital Market Supervisory Board No. TorNor. 77/2552 Re: Rules, Conditions, and Procedures for Liquidation of Mutual Funds as a result of Merger or Amalgamation of Mutual Funds By virtue of
reference. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ------------------------------ Notification of
7/2551 Determination of Paid-Up Registered Capital of Securities Company 08/05/2008 01/06/2008 4. Notification of the Securities and Exchange Commission 58/2547 25/11/2004 16/12/2004 5
a conglomerate company or joint venture; (7) “ SEC Office ” means the Office of the Securities and Exchange Commission. Clause 2/1 This Notification is applicable to reporting the results of selling
worth investors” “registration statement” “parent company” “subsidiary company” “executive” “major shareholder” and “controlling person” shall have the same meaning as defined in the Notification of the
” “registration statement” “parent company” “subsidiary company” “executive” “major shareholder” and “controlling person” shall have the same meaning as defined in the Notification of the Securities and Exchange
Office in accordance with the rules, conditions and procedures specified in the notification of the SEC. The securities company may act as a custodian for the person who has authorized it to manage the