. ** Securities company means any company, or financial institution licensed to undertake securities business under the Securities and Exchange Act B.E. 2535 (1992) (SEA).
licensed digital asset business operators is available at www.sec.or.th and SEC Check First application. For inquiries or submission of tips related to suspicious acts, please contact the SEC Public Service
. More information on the topic “digital assets” is available at www.sec.or.th. Name lists and information on all approved products or licensed business operators are available on SEC Check First
advisers and analysts. The framework will allow licensed professionals to provide advisory services within participating ASEAN jurisdictions and enable ASEAN investors greater access to professional
business operators licensed as wealth advisor will be disclosed at the same time. Relevant rules are available for download at (http://capital.sec.or.th/webapp/nrs/data/7703s.pdf and http
, the decision to prosecute by public prosecutors, and ultimately the judicial discretion of the court in rendering a verdict.The public and investors can check the list of licensed digital asset
on Digital Asset Businesses B.E. 2561 (2018). The public and investors can verify the list of licensed business operators on the SEC website at www.sec.or.th or through the SEC Check First application
investment solicitation, the solicator needs to obtain a proper securities business license. The SEC lists of licensed and approved persons are available at www.sec.or.th. For inquiries or reports of leads or
complying with the ARFP rules would be entitled for public offerings in the host country through licensed selling agents.Similar to the ASEAN Collective Investment Schemes (ASEAN CIS) which has been launched
. ASEAN CIS to be offered must share similar substances with mutual funds allowed to establish in Thailand and be offered for sale through ASEAN CIS selling agent which is a licensed securities broker