transactions sent by the company. In addition, she had other persons confirm certain non-Internet based derivatives trading orders to make it appear that the client had sent the orders himself. {A}’s
continues. In addition, his acts are also liable to operating derivatives business without license in contravention of Section 16, which is subject to the penalties under Section 125 of the Derivatives Act
. In addition, SEC would extend the renewal period for the capital market business personnel to be from 1 September to the last business day of the year, as opposed to the current renewal period from 1
addition, the “Vibhavadi Zero Waste” campaign plays a vital role in initiating concrete activities of the Thailand Responsible Business Network (TRBN) jointly established and launched on 2 December 2019 by
(2018), the SEC Board has proposed that Minister of Finance consider revocation of the digital asset exchange license of Huobi. In addition, the SEC Board, by virtue of Section 35 Paragraph 2 of the
process is in line with the Regulatory Guillotine scheme**. In addition, the SEC invited capital market business sectors to comment and discuss on the direction and development for e-submission services
exchanges or related persons. In addition, a digital asset exchange has to set the requirement that the digital token issuer who is the exchange itself or related person comply with the white
investors and increase alternatives and choices for business operation and investment. In addition, they reaffirm the Thai capital market’s competitiveness and efficiency, which will further support
business and human rights will lead to the United Nations’ Sustainable Development Goals (SDGs). In addition, SEC Secretary-General will present the progress of the operation of government agencies
Thai capital markets’ digital infrastructure.“In addition, SEC pays attention on promoting small- and medium-sized enterprises (SMEs) and venture capital enterprises to keep pace with technology and