misconduct was deemed as failure (1) to perform duties or provide services honestly and (2) to execute trading transactions according to the order of the account owner or the authorized person. Moreover, he
transactions according to the order of the account owner or the authorized person. Moreover, he made up evidence to camouflage that the person who ordered the trading transactions was the account owner to
-called Know Your Customer (KYC)/ Customer Due Diligence (CDD) rules and to report suspicious transactions. Moreover, in cooperation with securities business operator, the SEC sets up standards and
internationally. This includes accelerating information exchange, monitoring suspicious transactions, expanding investigative actions, and linking in‑depth information on identity, behavior, and fund flows
misconduct above is deemed an execution of concealed transactions, asset misappropriation, permission of false accounting transactions and preparation of incorrect accounting records. In addition, he informed
. Furthermore, these transactions misled other persons to into thinking that these securities were traded in significant volume and lured others to participate in the trading. During the period of 25 – 31 August
Issued Preferred Shares to Specific Investors To: The President Stock Exchange of Thailand Enclosures: 1. Information Memorandum on the Asset Acquisition and Connected Transactions of U City Public Company
the Newly Issued Ordinary Shares of G Steel Public Company Limited, the Entering into Connected Transactions and the Specification of the Date of the Extraordinary General Shareholders Meeting No. 2
appointment of auditors from EY Office Limited as the Company’s auditors for the fiscal year ended March 31, 2019, any of following auditors being authorised to audit and give opinion on the Company’s financial
Notification on the Resolution of the Board of Directors' Meeting about the Disposal of Assets of the Company and its Subsidiaries, Appointment of New Director, Resignation of the Company Secretary and