, two audit and financial report projects, and one digital technology and corporate excellence project. Actions taken include: (1) Repealing the requirement for submission of the Summary of Types
essential to establish regulations ensuring that Thai securities companies, under the supervision of the SEC, implement stringent processes and systems for screening and monitoring. This will ensure that
recommended to deal with the said insufficiency; (4) Monitoring (MR): Some audit firms were found having insufficient monitoring and without action plans to monitor deficiency remediation. In this regard
holding or non-holding company, is required to disclose material information in the following matters: (1) Monitoring system for the board of directors to oversee the management and operation of the
, but they shall keep monitoring such operations. Division 3 Impacts from emergency incidents which may cause major operational disruptions to the critical functions Companies shall arrange an assessment
. In this regard, the Board and the senior management may appoint a working group as a responsible person for operational works, but they shall keep monitoring such operations. Division 3 Impacts from
e-service Online Submission See canceled document Business Operation Rules >> Reporting Requirements (Section 109) Type Title Section See Document Status Notified Date Effective Date 1. Act
PUBLIC COMPANY LIMITED Disclosure Business News ( 13 record(s) found) Date Time Heading Link 09/08/2022 19:22 Notification on the establishment of subsidiary 09/09/2021 18:17 Submission of the Tender Offer