that those personnel must be equipped with knowledge, capability and approved by the SEC. The business operators must apply necessary assessment procedures to ensure that their investment consultants
employers? contribution in building up financial management skills of their employees and attaining sustainable knowledge transfer. Several research showed that most Thai people started saving too late with a
Company Limited ("IFEC"), acquired the knowledge from the Board of Directors Meetings No. 11/2016, held on 1 November 2016, that IFEC faced a problem with insufficient cash flow to pay off its
) • Hybrid bond, ตราสาร Basel III, หุ้นกู้ท่ีมีอนุพันธ์แฝง (structured notes) ตรำสำรหนี้: straight bond, callable bond, puttable bond, convertible bond, securitization, ตราสารหนี้ด้อยสิทธิ, ตราสารศุกูก (sukuk
granted for a limited term and renewal of such approval shall be considered by the SEC Office on the basis of investor contacts’ professional skills and knowledge, the SEC Office has issued guidelines for
limited term and renewal of such approval shall be considered by the SEC Office on the basis of investor contacts’ professional skills and knowledge, the SEC Office has issued guidelines for renewal of
for investor contacts shall be granted for a limited term and renewal of such approval shall be considered by the SEC Office on the basis of investor contacts’ professional skills and knowledge, the SEC
. เป็นผู้มอบโล่รางวัลและตราสัญลักษณ์พิเศษ “Investment Knowledge Provider” ซึ่งสะท้อนถึงการเป็นองค์กรที่สร้างคุณค่าในการเป็น “ผู้ให้ความรู้” ด้านการเงินการลงทุนที่นอกเหนือจากการเสนอขายผลิตภัณฑ์ อันเป็นคุณ
IPO and listing on the stock exchange. The seminar also included a knowledge sharing session among supervisors and insights into the financial advisors' role from the perspective of regulators
KX-Knowledge Space in Bangkok on 18 January 2025.