. For example, data storage system, management system and custody of client assets. This is to promote flexibility in business operation while ensuring that supervisory guidelines are appropriate and

e-service Online Submission IP/FG >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission   36/2546    03/11/2003 01/11/2003

reference. Notification of the Office of the Securities and Exchange Commission No. Sor Jor. 9/2559 Re: Rules and Procedures for Preparation of Factsheet __________________________ By virtue of Paragraph 2 of

, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. Notification of the Office of Securities and Exchange Commission

responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. Notification of the Office of Securities and Exchange Commission No. OrThor/Nor. 5/2547 Re

. Notification of the Securities and Exchange Commission  KorThor/Nor/Khor 4/2548 Qualifications and Other Prohibited Characteristics of Executives of Securities Companies (Synopsis)   17/01/2005 01/03/2005 2

Notification of the Office of Securities and Exchange Commission No. SorThor. 7/2557 Re: Rules on Appointing Independent Director of an Intermediary _____________________________ By virtue of Clause

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จ า รณาของฝ่ายพฒันากฎเกณฑเ์ม่ือวนัท่ี .......................................... Notification of the Capital Market Supervisory Board No. Tor Thor. 34/2556 Re: Repeal of the Notifications related to

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