Bangkok, February 20, 2015 - The SEC suspended {A}, a securities investment consultant of Siam Commercial Bank Plc. (SCB), for failure to provide complete information or advice. In this case, he
Bangkok, January 14, 2015 - The SEC imposed a one month and ten days suspension on {A}, a securities investment consultant of Krungthai Bank PLC., for failure to inform complete and adequate
Bangkok, January 14, 2015 ? The SEC suspended {A}, a securities investment consultant of Finansia Syrus Securities PLC., for trading securities on behalf of client and seeking benefits from the
Complex Type 2 Investment Consultant
Facebook page A-N-Z : Unlicensed securities and derivatives business (Disclosure Date : 17/05/2022)
Facebook page A Trade Service : Unlicensed securities and derivatives business (Disclosure Date : 02/06/2022)
Facebook page SE&A : Unlicensed securities and derivatives business (Disclosure Date : 10/06/2022)
The Securities and Exchange Commission (SEC), represented by Mrs. Butree Vangsirirungruang, Director of the Digital Financial Innovation Department, joined a panel discussion on “Promoting the Use
The Securities and Exchange Commission (SEC) participated in a seminar organized by the United Nations Development Programme (UNDP) to elevate Human Rights Due Diligence (HRDD). On behalf of the
Bangkok, 12 February 2024 – The Securities and Exchange Commission (SEC), in collaboration with the Thai Bond Market Association (ThaiBMA), has developed a standardized sample of a bondholders