ประกาศสำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force, and that this English translation is
such action. Athit’s acts are liable to operating securities business without license in contravention of Section 90, which is subject to the penalties under Section 289 of the Securities and Exchange
delist KARAT from the Stock Exchange of Thailand (SET), before the information was disclosed to the public on July 3, 2002. The SEC found that some accounts were opened to trade KARAT?s shares only while
derivatives business without obtaining license or registration from the SEC, in violation of the Derivatives Act B.E. 2546 (2003), Section 16 and subject to sanctions under Section 125 of an imprisonment up to
(Translation) (Translation) 2 (Translation) Reader should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand
(Translation) (Translation) Reader should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand cannot undertake any
Microsoft Word - korthor61-2543.doc (Translation) Reader should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC
Section 90 of the Securities and Exchange Act B.E. 2535 (1992) (SEA) which states that no person shall undertake securities business without license. Violator of Section 90 is subject to penalties under
settlement. On November 13, 2018, the Criminal Court ruled against him for violating Sections 243(1) 244(2) and 296 of the SEC Act conjunction with Section 86 of the Penal Code regarding METRO and TUCC shares