Bangkok, October 24, 2014 ? The SEC and the Faculty of Business Administration, National Institute of Development Administration (NIDA) co-organized the ?4th SEC Working Papers Forum,? under the
failure to keep complete record of the securities trading orders were deemed as failure to perform the duties with due care and professional competence under the Notifications of Capital Market Supervisory
orders were sent through over the internet and under her securities trader ID while the client acknowledged and did not reject the transactions. {A} admitted that she was the one submitting all trading
products and under specific conditions.? The revised regulation will widen availability of foreign CRAs? rating information on local and foreign financial products or businesses so that local investors can
requirements under the terms and conditions. The company will therefore reconvene the meeting electronically on 3 October 2025 at 14.00 hours. The matters for consideration are as follows: (1) Approving the
to the EGM. Mr. Vichet shall be liable for the penalties under section 281/2 of the SEC Act. During the month of August 2021, 6 directors and former director of EARTH namely (1) Mr. Vichet Thientong
to the EGM. Mr. Patiphat shall be liable for the penalties under section 281/2 of the SEC Act. During the month of August 2021, 6 directors and former director of EARTH namely (1) Mr. Patiphat
. Sakesan shall be liable for the penalties under section 281/2 of the SEC Act. During the month of August 2021, 6 directors and former director of EARTH namely (1) Mr. Sakesan Baisak (2) Mr. Vichet
proceeded under the Bankruptcy Law. 02/07/2024 The Civil Court delivered The Appeal Court judgment upholding the Civil Court judgment.16/08/2022 The Civil Court delivered a judgment that all three
Mr. Yanakorn Warakunrak Due to the fact that Polaris Capital Public Company Limited ("POLAR") committed an offence of concealment of material facts under Section 281/10 of Securities and