Supervisory Board No. TorLorThor. 8/2557 re: Regulations for Personnel of Business Operators in the Capital Market dated June 3, 2014 which has been promulgated in replacement of the said two notifications.

replacement of lost important data. 4.3 If companies have used a service from a service provider, companies should cooperate with a service provider in determining a recovery time to restore normal operation

case may be. In addition, there should be provided an approach on provision or preparation of substitute data in replacement of lost important data. 3 4.3 If companies have used a service from a service

: From Pledges to Action," focusing on the SEC’s roles and strategies in driving sustainability covering the business sector and human rights in the Thai capital market. The event was held on 7 February

investors’ rights in alignment with the changing capital market ecosystem. The discussion included strengthening trust and confidence in the Thai capital market through the pursuit of class action lawsuits

those failing to comply with the law may be imposed with legal action.”  On 2 July 2021, the SEC filed a criminal complaint against Binance,* a foreign digital asset business operator, for providing

บ้าง คำตอบ : 1. Action การดำรงเงินกองทุนไม่ได้ มีความผิดตาม กธ.32/2560 ข้อ 3(2) ประกอบกับ ม.97 (โทษ ม. 282) 2. Action การคำนวณผิด มีความผิดตาม

T.H.K Trading Company Limited T.H.K Trading Company Limited conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted. Such action was

Mr. Puttitorn Wongprakod Mr. Puttitorn Wongprakod conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted. Such action was deemed a

Ms. Tanyarat Kritchaiwat Ms. Tanyarat Kritchaiwat conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted. Such action was deemed a