The meeting discussed significant and challenging issues such as harmful, but legal conduct. In this regard, the SEC Secretary-General shared her view on the importance of information disclosure
compete and be prepared for future changes.In this regard, the meeting to discuss policies and collaboration between SEC and SET is held on a quarterly basis according to the integrated collaboration
apply for an applicable license with SEC. In this regard, SEC adopts the regulations on business conducting for “Digital Asset Investment Advisor” and “Digital Asset Fund Manager” purporting to ensure
. Por. 5964/2562. On 22 December 2020, the Appeal Court rendered the judgement,* opposing the Civil Court’s decision. In this regard, the defendant is required to pay civil penalty twice the amount of
country as well as the additional requirements specified in the MoU and such mutual fund shall be offered through local distributor(s) approved by the host country. In this regard, the supervisory
signing is a good beginning for closer cooperation with regard to monitoring of businesses entering the rehabilitation or bankruptcy process. It will also strengthen enforcement efficiency and human
with regard to the approval of invoice issuance, expenses, payments, selection of service providers, and compliance with local rules and regulations. The SEC has therefore instructed CHUO to cooperate
securities or entering into derivatives contracts, and a bar from serving as directors or executives of securities issuing companies or securities companies.In this regard, since the offenses relating to
planning and investment. In this regard, the SEC welcomes investors and related parties to utilize information and services via this platform, such as assessment of the adequacy or the need of savings