securities of the customer and wishes to borrow the securities from the customer or to lend the securities to other persons, the business operator must have a prior written consent of its customers. If the
27/2549 Re: Rules, Conditions and Procedures for Securities Borrowing and Lending (No. 4) dated 25 October 2006. (Translation) -3- prior written consent of its customers. If the business operator or
Notification of the Securities and Exchange Commission No. KorThor 27/2549 Re: Rules, Conditions and Procedures for Securities Borrowing and Lending (No. 4) dated 25 October 2006. (Translation) -3- prior written
next consideration. Clause 13. The custodian who undertakes the business as a custodian prior to this Notification become effective, shall be deemed as a custodian approved by the Office and shall comply
approval to be a custodian, and the Office may use such information for the next consideration. Clause 13. The custodian who undertakes the business as a custodian prior to this Notification become effective
protect the interest of investors with regards to the information presented to them, the Office may order the securities company under Clause 14 to obtain prior approval for each advertisement. In applying
to the information presented to them, the Office may order the securities company under Clause 14 to obtain prior approval for each advertisement. In applying for approval under the first paragraph, if
institution having relationship as its parent company, subsidiary company, or associate company, the derivatives broker shall receive consent given in writing from the client prior to the foregoing process. The
company, or associate company, the derivatives broker shall receive consent given in writing from the client prior to the foregoing process. The definition of “parent company”, “subsidiary company”, or