this regard, the SEC Office may also impose conditions on the intermediary obtaining such waiver. Clause 5 For communication with and providing services to clients, an intermediary shall provide or offer
determination of record date and the date of 2020 Annual General Meeting of Shareholders) To: President The Stock Exchange of Thailand Attachment: 1. Financial assistance to KT Medical Service Company Limited 2
for Listed Companies to Offer Newly Issued Ordinary Shares to Specific Investors (as amended) (the “Tor Chor. 72/2558 Notification”). After the Allocation and Offering of the Newly Issued Ordinary
1 EFORL 031/2017 August 15, 2017 Subject: Notification the waiver of subscription right to capital increase of WCI Holding Co., Ltd. To: President The Stock Exchange of Thailand Ref: Letter no. EFORL
specifies rules relating to securities issuance, offer for sale of securities or undertaking of securities business but not specifically determine the definitions of institutional or high net worth investors
following matters: (a) disseminating and sending information of foreign ETF to relevant persons, for example governmental organization or authority, the Stock Exchange of Thailand or unit holders of foreign
: Interim Analysis and Explanation of the Management To: Directors and Managers The Stock Exchange of Thailand Short-term loan from directors As of June 30, 2019, the company had a short-term loan from
T.K.S. TECHNOLOGIES 11 August 2020 Re: Management Discussion and Analysis for Quarter 2/2020 To: President The Stock Exchange of Thailand T.K.S. Technologies Public Company Limited (“TKS”) and its
could influence the client’s investment decision. She also gave inaccurate information related to the fund’s net asset value (NAV), redemption price and offer price to the client; (3) In the case of {C
responsibility could influence the client’s investment decision. She also gave inaccurate information related to the fund’s net asset value (NAV), redemption price and offer price to the client; (3) In the case