Determination of Definitions in Notifications relating to Issuance and Offer for Sale of Debt Securities
Determination of Definitions in Notifications concerning Issuance and Offer for Sale of Securities (No. 3)
Determination of Definitions in Notifications relating to Issuance and Offer for Sale of Securities
Re: Determination of Characteristics of Investors for the Purpose of Notifications Relating to Bills
and taking into consideration the comments and recommendations of business operators and the general public, the SEC is now seeking public comments on two notifications concerning the proposed
securities and derivatives business operators. The revisions will provide a compilation of rules presently specified in a number of notifications for more clarity and appropriateness. According to the proposed
Determination of Definitions in Notifications Relating to Issuance and Offer for Sale of Debt Securities (No. 2)
Repeal of the Notifications related to Operation of Securities Business and Derivatives Business by Securities Company and Derivatives Intermediary