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Investor Alert : Application Upbit Global Block (assuming the appearance of licensed business operator by using the logo of Upbit Exchange (Thailand) Co., Ltd.)

Application Upbit Global Block (assuming the appearance of licensed business operator by using the logo of Upbit Exchange (Thailand) Co., Ltd.) : Unlicensed digital asset business (Disclosure Date

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=0022&CaseYY=2564

บุคคลหรือนิติบุคคลที่มิใช่ผู้ประกอบธุรกิจภายใต้การกำกับดูแลของ ก.ล.ต. : Facebook Page อ้างชื่อ Stock Exchange Stocks

Facebook Page อ้างชื่อ Stock Exchange Stocks - ยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า (วันที่เปิดเผยข้อมูล : 18/11/2567)

http://market.sec.or.th/public/idisc/th/Viewmore/invalert-det?CaseID='2806&CaseYY=2567

Joint press release of the Ministry of Education (MOE), the Fiscal Policy Office (FPO), the Bank of Thailand (BOT), the Securities and Exchange Commission (SEC), the Office of Insurance Commission

The MoU, to leverage the expertise of and partnership with each signatory for achievements, aims to establish a solid foundation for financial literacy in the educational system through (1) development of the Financial Competency Framework for Educational Purpose to be adopted as a guideline for appropriate teaching and learning management at each education level, (2) identification of a set of key and necessary knowledge and skills required for financial literacy to be further developed into cu...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11185

SEC Public hearing on the implement the witness protection in Securities and Exchange act B.E. 2535, Derivatives Act B.E. 2546, The Trust for Transactions in Capital Market Act B.E. 2550 and

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=658

Draft Regulation Relating to the Exemption from the CMSB’s approval for Rules and Regulations of the Licensed Derivatives Exchange, the Licensed Derivatives Clearing House, the Securities Clearing

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=675

The Securities and Exchange Commission (SEC) is conducting a public hearing on a proposed amendment to the regulations related to calculation of the annual fee for submission of the annual

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=707

The Securities and Exchange Commission (SEC) is conducting a public hearing on a proposed amendment to the regulations related to investor segmentation by considering affordable loss as well as

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=711

SEC sets up a special support team to ensure investor protection after Bitcoin Co. Ltd. (BX) announces cessation of digital asset exchange services as of 30 September 2019 whereby clients will no

exchange services and wallet services at our BX.in.th website in order to focus on other business opportunities.This means that after September 30th 2019 all trading on the BX.in.th will be stopped…the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7647

Criminal Complaint Filed with an Inquiry Official Dated 02/03/2016

Mr. Mark Edward Kirkham Mr. Mark Edward Kirkham colluded with PFS International Consultants Co., Ltd. (“PFS”) and other alleged offenders in soliciting several foreign residents to use services and

http://market.sec.or.th/public/idisc/en/Enforce

British Ambassador to Thailand pays a courtesy call on SEC Secretary-General and discusses ways to strengthen collaboration in capital market development

Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), along with the SEC executives, welcomed H.E. Mr. Mark Gooding, British Ambassador to Thailand, and

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11206