exploiting client?s assets for personal interest. Following Thanachart's report, the SEC probed into the case and found that {A} traded high volume of securities in the client's account without permission for
SEC?s subsequent investigation revealed that during the aforesaid period FOCUS shares were traded in great volume and the share price changed inconsistently with normal market conditions because the
for the clients trading securities under cash balance rule or those transferring high volume of securities into their accounts to increase their credit limit and later transferring such securities out
make securities trading decisions on behalf of the clients on a continual basis, for a high volume of trading transactions. In addition, the communications records indicated that she had taken trading
Co. Ltd. that {A} had been authorized by his clients to make securities trading decisions on the clients' behalf where he frequently made trading decisions with relatively significant volume. He
(AMR). These actions included placing buy or sell orders designed to artificially inflate prices, submitting bids that hindered others from making their own buy orders, placing small-volume buy orders to
: IPP Note: For 6M/2019, GLOW's electricity sales volume reflects sales volume incurred after the acquisition of GLOW which accounted for the period of 18 days in Q1 and full quarter in Q2. 8 Revenue from
38,000,000.- (7) General description of connected transaction Type of transaction : Transaction regarding grant of financial assistance Transaction volume : Guarantee amount of not exceeding Baht 19,000,000
financial assistance Transaction volume : Guarantee amount of Baht 30,800,000.- Above transaction came under the scope of connected transactions for listed companies as specified in The Notification of The
, increasing by 33.160lo wilen compared to the same period in the previous year, which had a total revenue of 29.92 million Baht. This increase can be attributed to the increase in sales volume, both