the outsourced service provider is the Stock Exchange or is a company of which more than fifty percent of the total paid-up capital is held by the Stock Exchange. Clause 14 A derivatives exchange shall

hereunder: “intermediary” means a securities company or a derivatives intermediary. “fund management company” means a securities company licensed to undertake securities business in the category of mutual

committee (if any) and its responsibilities. 4. Inspection results on the quality control system (if any) In the case that an internal department of the audit firm, an independent agency, or a network firm

of the ultimate shareholder of the Audit Firm. If the major shareholder of the Audit Firm is a company, please specify the major shareholder of that company in order that the SEC Office will have the

Market Share of Mutual Funds 2025-03-09 4 Value of Mutual Funds IPO 2025-03-09 5 Value of Mutual Funds IPO Classified by Asset Management Company 2025-03-09 6 Net Asset Value of Mutuals Fund Classified by

board of director of the company who is responsible for the highest authority to manage the company, by whatever name called. “major shareholder” means a person who holds directly or indirectly more than

company or the approved applicant soliciting or advising on the investment under Paragraph 1 shall be independent from the party selling, transferring, leasing out or granting the rights in the

For Q2/2017, Global Power Synergy Public Company Limited (GPSC) (“the company”) had a net profit of Baht 815 million, increased by Baht 65 million or 9% from Q1/2017. The increase is due to not only

company or who is related to securities business as follows: (Translation) -2- (a) director, manager or any person who has power of management in a securities company; (b) fund manager; (c) property fund

established internal control is rectified as follows: (1) monitor, inspect and evaluate the effectiveness of the operating procedures of the work unit responsible for the following functions by an independent