the notification of the Office. In providing services under the first paragraph, the online branch office is not allowed to give an advice concerning derivatives contract or suitability of trading in
an advice concerning derivatives contract or suitability of trading in derivatives contract to customer. The derivatives broker shall arrange to have a clearly statement that the derivatives broker is
debtors according to the first paragraph shall be made through registered mail with advice of delivery, or through other methods with evidence of delivery. Clause 8. After all debts has been repaid or the
, documents and evidence of investor contact such as record of giving advice, receiving of derivatives trading order and the details related to derivatives trading transaction, and documents and evidence
update, documents and evidence of investor contact such as record of giving advice, receiving of derivatives trading order and the details related to derivatives trading transaction, and documents and
broker. Clause 10. Derivatives broker shall require service provider to keep, complete and update, documents and evidence of investor contact such as record of giving advice, receiving of derivatives
อยู่แล้ว และเป็นการให้ค าแนะน าเป็นการทั่วไป (general advice) ที่ไม่ได้พิจารณาความเหมาะสมของการลงทุน ประเทศสมาชิก ASEAN ได้แก่ บรูไน กัมพูชา อินโดนีเซีย ลาว มาเลเซีย เมียนมา ฟิลิปปินส์ สิงคโปร์