information to the Securities and Exchange Commission or the Stock Exchange of Thailand. Such disclosures must not contain false statements or conceal material facts that should be disclosed. However, JKN
Federations of Exchange (WFE) Exchange หรือเป็นกองทุนเปิด จึงเรียนมาเพื่อโปรดทราบ ขอแสดงความนับถือ เลขาธิการ ฝ่ายกำกับธุรกิจจัดการลงทุน โทร.0-2695-9542
of a mutual fund for which the intermediary has obtained a permission from the SEC https://publish.sec.or.th/nrs/6497pe.doc The Office of the Securities and Exchange Commission , exchange traded fund
://publish.sec.or.th/nrs/6497pe.doc The Office of the Securities and Exchange Commission , exchange traded fund (ETF), property funds, structured notes and other debt securities; (c) Relevant knowledge on accounting
seeking listing on the Stock Exchange of Thailand’s LiVe Exchange. A public and stakeholder hearing on the matter was conducted during the months of May and June 2022. The SEC later issued a notification
E280218 Our Ref: TL001/18 February 28, 2018 The Stock Exchange of Thailand 93, The Stock Exchange of Thailand Building Ratchadapisek Road, Dindaeng Bangkok 10400 Attention: The President Dear Sir
account in amendment of the Securities and Exchange Act B.E. 2535 (Securities and Exchange Act) to allow more effective and efficient supervision of the audit firms and auditors and every agency is
The Ministry of Finance, the Securities and Exchange Commission (SEC), and the Stock Exchange of Thailand (SET), held a joint press conference on "Vayupak Fund 1,” which is preparing to offer Type A
https://www.sec.or.th/TH/Documents/ActandRoyalEnactment/Act/translate-deri.doc 5644pe.doc derivatives broker; (2) “ derivatives exchange ” means any derivatives exchange licensed by the Securities and