Help Center at Tel: 02-263-6000 or complain@sec.or.th if you have been contacted or solicited by any suspicious scams or unlicensed activities to help us pursue further investigation and stamp out this

establish strategic partnership in the capital market by extending our mutual cooperation.?The FSC is the South Korea?s consolidated financial market regulator with mandate to carry out, among others

, SEC Chief advised that financial institutions and business operators lay out a comprehensive risk management scheme, covering five specific areas of business operation, as follows

on suspicious unlicensed activities indicating that the aforesaid operators engaged in the business of managing funds for others or holding themselves out as derivatives fund manager and private fund

solutions and search for financial information. The SEC will also hand out toolkits for trainees as guidelines for their internal activities and evaluation. Also featuring in the training course will be those

presented research paper on ?Saving for Retirement?. The researchers pointed out that saving and investment in risky assets at a young age is the key success factor of sufficient retirement savings while

Chanchaisilp for operating unlicensed derivatives business.Sakkarin Ruamrang, SEC Assistant Secretary-General, said that ?The SEC?s probe revealed that G.O.L. (Thailand) held itself out as gold futures trading

Bangkok, February 29, 2016 ? The SEC has laid out a guideline for listed companies to simplify their proof of identity requirements imposed on shareholders or their proxies at the annual general

shall have the duties as instructed by the AMLO, including: (1) set out a risk assessment policy or any guidance for the prevention of the financing of terrorism; (2) freeze the assets of the designated

for the company in Hong Kong SAR, who provides services of gold futures contracts trading. The company has managed to have marketing officers to call and solicit investors to invest and sent out the