NAV ซึ่ง ตอง update และเปดเผยขอมูลสม่ําเสมอ (เหมือน MF ปกติ) - กรณีกองทุนเปด (Open-ended Fund) ตอง update หนังสือช้ีชวนใหมทุกป - รูปแบบ Trust Deed มีหัวขอเหมือนโครงการ MF แตเปนขอมูลแบบงาย
งานสอบบัญชี (quality assurance system) ที่ไดมาตรฐาน นอกจากนี้ ในป 2545 Technical Committee ของ International Organization of Securities Commissions (“IOSCO”) ไดออกแถลงการณเร่ือง “Principles for
the ones established by the IFAC; (4) “Quality Assurance Review Panel” means a body of persons appointed by the SEC Office to give advice and recommendations regarding supervision of auditors in the
., BANGKAE, BANGKAE, BANGKOK, THAILAND. 10160 Tel: 02-455-2888 Fax: 02-455-2763 (“TRANSLATION”) TG 195/2560 November 8, 2017 Subject: Clarification of the Operating Result for the significant change - Update
concerning relevant parties and personnel in charge of communications. Clause 5 Intermediaries shall update information relating to the personnel in charge of operations under Clause 4(2) and the relevant
service provider terminates contract or the service provider can no longer provide service for derivatives broker. Clause 10. Derivatives broker shall require service provider to keep, complete and update
update, documents and evidence of investor contact such as record of giving advice, receiving of derivatives trading order and the details related to derivatives trading transaction, and documents and
broker. Clause 10. Derivatives broker shall require service provider to keep, complete and update, documents and evidence of investor contact such as record of giving advice, receiving of derivatives
longer provide service for securities company . Clause 8. Securities company shall require service provider to keep, complete and update documents and evidence of service provider. Such keeping shall be