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derivatives business without obtaining license or registration from the SEC, in violation of the Derivatives Act B.E. 2546 (2003), Section 16 and subject to sanctions under Section 125 of an imprisonment up to
Derivatives Act B.E. 2546 (2003) and thus liable under Section 125 of the same Act to imprisonment for a term not exceeding three years or a fine not exceeding three hundred thousand baht or both and a further
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Securities and Exchange Act B.E. 2535 (1992) (SEA), has instructed GIFT to clarify the followings: (1) The reasonableness of the transactions, which potentially result in (a) conflicts of interest within the
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