implement efficient, reliable and systematic credit rating methodologies and operate independently without conflicts of interest. Inputs must be managed efficiently while disclosure of public information must
mutual fund under Thai securities law although utilizing different forms of instruments such as shares or trust certificates. Eligible CIS must be managed by CIS operator subject to supervision of ASEAN
available at www.sec.or.th and the SEC Check First application. Additionally, to verify the names of persons who are not regulated business operators under the SEC’s supervision, please visit the Investor
not regulated by the SEC, please go to Investor Alert via this link: https://market.sec.or.th/public/idisc/th/InvestorAlert.To report tips on suspicious activities, please contact the SEC Complaint
) and provide digital asset exchange services according to the type of license granted by the SEC. Additionally, they must establish connectivity with e-money operators regulated by the BOT. This
SEC Secretary-General Ruenvadee Suwanmongkol said: “Digital asset businesses are regulated under the Emergency Decree on Digital Asset Businesses. Only providers who have obtained relevant
settlement system, to provide transaction services to investors. SEC has found that all regulated business operators have implemented their business continuity plan to tackle possible impacts of the Covid
SEC would like to emphasize that digital asset businesses are regulated under the Digital Asset Business Emergency Decree. Only providers who have obtained relevant licenses under the law are allowed to
have developed applications such as SEC Check First and SEC Bond Check as a self-help tools for investors to check products or service providers that are regulated by SEC. In addition, SEC has formed
of exchange issued, accepted or avaled by or drawn on financial institution will no longer be exempted but will be defined and regulated as securities under the Securities and Exchange Act B.E. 2535